Capital Markets

Our Capital Markets team provides a complete listing solution for our clients.

We have significant experience assisting companies with all aspects of capital raising and have built a reputation on delivering desired and successful outcomes for our clients.

We regularly advise on initial public offerings (IPOs), reverse takeovers (RTOs), equity and debt capital markets, and initial and ongoing regulatory compliance and recapitalisation transactions.

Our lawyers, including previous ASX listing advisors, have a deep understanding of the intricacies involved within the regulatory framework and can effectively assist clients navigate through the listing requirements. 

Our knowledge of and familiarity with capital markets means our recommendations are made in the context of market conditions and client requirements. 

Our advice is made with consideration to the most cost effective and efficient options available. Our highly skilled team can provide upfront structuring advice saving unnecessary time and cost delays.

Whatever stage our clients require capital, we work closely with them and other key advisers in positioning their company for success.

Since July 2017 we have acted in over $368.2 million capital raisings and currently work with more than 80 ASX listed clients.

Our key services include:

ASX Listing Solutions

  • ASX Listing Solutions
  • IPOs and RTOs
  • Due diligence
  • Transaction documents
  • Prospectus and disclosure document preparation

Capital Raisings

  • Seed raisings
  • Private placements
  • Rights issues and share purchase plans
  • Convertible notes and debentures
  • Prospectus and disclosure document preparation
  • Cross border raisings

Regulatory Compliance and Re-compliance

  • Due diligence
  • Notices of Meeting
  • Transaction documents
  • Prospectus and disclosure document preparation
  • Compliance with the Corporations Act 2001 (Cth), ASX Listing Rules and relevant requirements
  • Initial and ongoing compliance
  • Matters which require re-compliance with initial listing requirements

AusCann Group Holdings Ltd

Advised AusCann Group Holdings Ltd on its $33.4m capital raising

Black Dragon Logo. Black Dragon lists on the ASX

Black Dragon Gold Corp

Advised Black Dragon Gold Corp on its ASX initial public offering (IPO)

New Century Resources secures $40m debt facility. Logo

New Century Resources Limited

Advised New Century Resources Limited on its $40m placement to fund the restart of the Century Zinc Mine

Myanmar Metals Ltd

Advised Myanmar Metals Ltd on its $35m capital raising